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Net capital rule
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121	Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 16:41:46 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Short Net capital rule Financial economics Financial markets Finance
122	19 December[removed]PRESS RELEASE EURO AREA MONTHLY BALANCE OF PAYMENTS (October 2014) Add to Reading List Source URL: www.banque-france.fr Language: English - Date: 2014-12-19 05:12:52 Generally Accepted Accounting Principles Accounting systems Debits and credits Euro Balance of payments Equity Capital flows in Japan Net capital rule Accountancy Finance Economics
123	NEWS RELEASE EMBARGOED UNTIL RELEASE AT 8:30 A.M. EST, WEDNESDAY, December 17, 2014 Sarah Scott: ([removed]BEA 14-62 Add to Reading List Source URL: bea.gov Language: English - Date: 2014-12-17 08:30:04 Macroeconomics Economic indicators Economy of the United States Current account Balance of payments United States public debt Balance of trade Financial position of the United States Net capital rule Economics International economics National accounts
124	1666 K Street, N.W. Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]www.pcaobus.org Add to Reading List Source URL: pcaobus.org Language: English - Date: 2014-08-18 09:07:57 Business Finance Public Company Accounting Oversight Board Audit Net capital rule Sarbanes–Oxley Act Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Accountancy United States securities law Auditing
125	Rules Notice Request for Comment Dealer Member Rules Contact: Bruce Grossman Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-12-18 09:11:03 Economics Credit Financial regulation Short Short selling Debt Credit risk Margin Net capital rule Financial economics Finance Financial markets
126	NEWS RELEASE EMBARGOED UNTIL RELEASE AT 8:30 A.M. EST, WEDNESDAY, December 17, 2014 Sarah Scott: ([removed]BEA 14-62 Add to Reading List Source URL: www.bea.gov Language: English - Date: 2014-12-17 08:30:04 Macroeconomics Economic indicators Economy of the United States Current account Balance of payments United States public debt Balance of trade Financial position of the United States Net capital rule Economics International economics National accounts
127	contain the build-up of leverage in the banking system.” Similarly, the Financial Stability Board report on procyclicality (FSB 2009, p. 2) recommends that “the Basel age.” IMF Working Paper[removed], International M Add to Reading List Source URL: www.worldbank.org Language: English Banking United States housing bubble Financial ratios Debt Economic bubbles Leverage Net capital rule Capital requirement Basel II Economics Finance Financial economics
128	Updates to SEC and CFTC Regulations and Related Audit and Attestation Reports of Brokers and Dealers and Futures Commission Merchants, Including Those That Are Dually-Registered This Alert, issued jointly by the Center f Add to Reading List Source URL: www.aicpa.org Language: English - Date: 2014-05-12 10:41:59 Finance Public Company Accounting Oversight Board Net capital rule Audit Regulation S-X Statements on Auditing Standards Dodd–Frank Wall Street Reform and Consumer Protection Act Center for Audit Quality Financial audit Auditing Accountancy Business
129	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 31, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-10-31 06:38:56 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
130	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 The U.S. Securities and Exchange Commission (Commission) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-15 06:29:10 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics

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